Private Equity International Private Fund Compliance Forum
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Welcome to the third annual
PEI Private Fund Compliance Forum: New York

With the SEC Registration deadline now in the rearview mirror, private equity firms are embarking on a whole new chapter in managing their operations.. Becoming an RIA is only the first step in the journey of creating a culture of compliance for most private funds.

The scope of developing a comprehensive compliance function and keeping up with the changing regulatory environment can be a daunting challenge for many CFOs and in house General Counsels who are tasked with managing other vital functions within their organizations.

Last year’s PEI Private Fund Compliance Forum was a sell-out and enabled many participants to prepare to become RIAs. This year, we will continue where we left off, and will focus on what to expect in the first year after SEC registration and beyond.  The forum will feature practical guidance and intelligence from experienced Chief Compliance Officers for any adviser who is new to the SEC registration process as well as registered investment advisers needing to maintain an active an effective compliance program. 


Who is this for?

The forum is designed for legal, compliance and finance professionals who work at any private investment fund:
• Chief Compliance Officers
• CFOS
• COOs
• In-house General Counsel
• Chief Legal Officers		 • Compliance officers
• Directors of Finance
• Controllers
• Tax Specialists
• Managing Partners







or call +1 212 645 1919
ext 115


Book your place today

Register your place online today. Alternatively, call our customer services team on +1 212 645 1919 ext 115 or email us.

For further information about the program contact Shrena Fraser on +1 212 633 1453   / shrena.f@peimedia.com or sponsorship opportunities, contact Jeff Gendel on +1 212 633 1452 / jeff.g@peimedia.com

CPE Credits are available. 
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